Compliance Risk Concepts: Senior Compliance Consultants & Executives.

Executive Leadership and Professional Team

CRC’s principals and compliance advisers all have deep front-office capital markets roots that consistently guide the solutions they prescribe. Our entire team is comprised of former buy-side and sell-side Chief Compliance Officers and industry practitioners, each with an average tenure of 15-25 years of relevant and commercially viable experience. Several team members have also previously served with industry regulators.

Mitch Avnet

Founder and Managing Partner

David J. Amster

Principal and Head of Fund and Dealer Advisory

Roland Reyes

Principal and Head of Execution Services

Jaclyn Bowdren

Chief Operating Officer

Scott Brown

Compliance and Financial Operations Professional

Kaitlyn Gibbs

Regulatory Research Analyst

Timothy Gibson

Senior Compliance Professional

Kristy Wright

Director of Operations

Lilian Colpas

Regulatory Compliance Professional

Stacey Lavender-Mayes

Senior Compliance Professional

Thomas Seavey

Risk Solutions Partner

Charlene Wilson

Financial Operations Professional

Victoriya Vasiltsova

Regulatory Compliance Professional

Kathy McQueen

Senior Regulatory Compliance Professional

Steve Brown

Director of Broker-Dealer Client Services

Tracie O’Keefe

Compliance and Financial Operations Professional

Jeff Press

Senior Regulatory Compliance Professional

Dillon Avnet

Strategic Communications Associate

Gene Murphy

Senior Regulatory Compliance Professional.

Andrew Lucks

Regulatory Compliance Professional

Kris Bartscht

Compliance Professional

Copyright Compliance Risk Concepts | All Rights Reserved © 2021 | Privacy Policy
magnifier