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Content is King! At CRC, we aim to provide our “followers” with critical and timely information in a very straightforward and practical manner. We don’t believe in the regurgitation of regulatory changes and hot topics. Our goal is to provide insight and guidance as to how each Client can approach their compliance program in a strategic and thoughtful manner, enabling long term sustainable success.

Compliance Risk Concepts (CRC) Acquires Oyster Consulting

The acquisition doubles the size and scope of the firm, providing added bandwidth, service verticals […]

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CRC SEC Chairman Atkins' June 2025 Testimony in Context

A New Direction for Digital Asset Regulation: SEC Chairman Atkins' June 2025 Testimony in Context

On June 3, 2025, SEC Chairman Paul S. Atkins delivered testimony before the United States […]

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Breaking News Update: SEC Chair Paul Atkins Provides Insight on Digital Asset Regulation

What: SEC Chairman Paul S. Atkins delivered testimony before the U.S. Senate Appropriations Subcommittee, outlining […]

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CRC Monthly regulatory summary May 2025

Monthly Regulatory Summary (May 2025)

As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]

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Monthly Regulatory Summary (April 2025)

As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]

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CRC SEC and FINRA Withdraw 2019 Guidance on Broker-Dealer Custo

Regulatory Update: SEC and FINRA Withdraw 2019 Guidance on Broker-Dealer Custody of Digital Assets

May 16, 2025 Regulatory Background The 2019 Joint Staff Statement was issued to address the […]

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Monthly Regulatory Summary (March 2025)

As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]

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Monthly Regulatory Summary February 2025

Monthly Regulatory Summary (February 2025)

As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]

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Monthly Regulatory Summary January 2025 Thumbnail Image

Monthly Regulatory Summary (January 2025)

As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]

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CRC FinCEN Issues Southwest Border Geographic Targeting Order

FinCEN Issues Southwest Border Geographic Targeting Order

Background: As some of you may know, the Trump Administration has recently identified and designated […]

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CRC Monthly Regulatory Summary December 2024 Title with Buildings

Monthly Regulatory Summary (December 2024)

As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]

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Monthly regulatory summary November 2024 title on Building background with light black overly

Monthly Regulatory Summary (November 2024)

As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]

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monthly regulatory summary October 2024 title on building image

Monthly Regulatory Summary (October 2024)

As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]

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Monthly Regulatory Summary September 2024 title on Building image in background with light blue overly

Monthly Regulatory Summary (September 2024)

As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]

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Regulatory News Update: SEC Charges 12 Firms with Recordkeeping Violations

Regulatory News Update: SEC Charges 12 Firms with Recordkeeping Violations

What: The SEC announced charges against 12 firms (comprising broker-dealers, investment advisers, and a dual-registered […]

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Regulatory News Update: The SEC Charges 12 Municipal Advisors with Recordkeeping Violations

Regulatory News Update: The SEC Charges 12 Municipal Advisors with Recordkeeping Violations

What: The SEC announced charges against 12 municipal advisors for failures by the firms and […]

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