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Compliance Risk Concepts: Senior Compliance Consultants & Executives.
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Service Model & Verticals

To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to best-in-class talent that has extensive knowledge acquired through practical “in-the-seat” experience.
Financial Services Compliance is CRC’s core vertical. CRC’s principals and compliance advisors all have deep front-office capital markets roots that consistently guide the solutions they prescribe. Our entire team is comprised of former buy-side and sell-side Chief Compliance Officers and industry practitioners, each with an average tenure of 15-25 years of relevant and commercially viable experience. Several team members have also previously served with industry regulators.

Core Competencies /Areas of Focus

At CRC, we have a deep bench of top-performing former Chief Compliance Officers and Senior Level Compliance Professionals who have previously served at some of the finest institutions in the nation. Collectively, our team has more than 500 years of relevant experience.

Compliance Consulting Service Model

CRC is staffed with a team of Compliance Risk Management industry professionals that have a proven track record of establishing, maintaining and scaling comprehensive Compliance Risk Management Programs. We offer compliance consulting services in the following industry verticals:

Operations, Technology and Business Execution (OTBE) Services

Financial Institutions

Anti-Corruption and Ethics

FinTech Compliance

Expert Witness Services

Research Supervisory Analyst (SA) Services

Blockchain Assets / Cryptocurrency Consulting

Financial and Operations Principal (FinOp) Services

Control Room Compliance

Enterprise Compliance Risk Management

Independent Due Diligence

Money Services Businesses

National Futures Association (NFA) Compliance Support

SEC and State Registered Investment Adviser Support

Research Compliance

Broker Dealer Compliance Services
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