Informational Videos at CRC-TV

Sold with Jim Ryan. In this episode of CRC-TV, we hit the streets of NYC with Jim Ryan, Director of Business Development at Compliance Risk Concepts discuss the art of sales and what he will be bringing to the CRC team. #CRCTV CRC-TV Presents “SOLD” with Jim RyanDirected by Dillon Avnet and Ethan ConwayWritten by Dillon AvnetEdited by Ethan ConwayCinematography […]

I Want My CRC-TV! Always ahead of the curve, Compliance Risk Concepts explores the endless opportunities of Compliance and Video in a New Season of CRC-TV. Coming soon to screen near you, the All New Season of CRC-TV offers a refreshing look at compliance through a fun and creative lens. Stay tuned and learn how […]

On December 7, 2018, FINRA released their annual Exam Findings Report. This is an important tool for Member Firms to leverage when prioritizing their compliance initiatives for 2019. CRC has reviewed this report and summarized key takeaways in FINRA 2018 Exam Findings Report and Regulatory Update Reminder. As always, we understand that industry professionals have […]

It’s a bird. It’s a plane. It’s the Compliance Crusader! Today is the day! Join us for the Compliance Crusader Project, a short journey behind the mask and inside the intrigue surrounding our company mascot, the Compliance Crusader. And be on the lookout for the Compliance Crusader throughout the Big Apple! You never know where […]

With regulatory aggressiveness at historically high levels. Financial institutions must rethink how they thread the compliance needle and reshape the endless regulatory noise into coherent action that promotes dynamic and impactful risk management processes. At Compliance Risk Concepts, we know that your business doesn’t benefit from compliance advice that’s academic or theoretical. Unlike traditional compliance […]

Compliance TV In this episode host Mitch Avnet answers the question, what was your goal in establishing Compliance Risk Concepts 4 years ago? As a former Chief Compliance Officer (“CCO”), Mitch had been a “buyer” of professional services for a good portion of his 20 year “in-house” career. The decision to launch CRC ( in […]

In this episode of Compliance-TV Mitch Avnet and Roland Reyes discuss the launch of the new Compliance Hotline mobile app. Financial Service organizations can now receive on-the-go answers from best-in-class industry experts on ongoing and onerous regulatory compliance issues. Available for download on Google Play and iTunes.

During the recent collaboration on: Data Integrity and Governance for FINRA registered broker-dealers: http://goo.gl/lw3v45, Mitch Avnet, Compliance TV host, sat down with Ian Manocha, CEO of Gresham Computing for the following interview. Gresham Computing is dedicated to providing something that is vital to modern business but often difficult to achieve – Real-time Financial Certainty® Whatever works best for […]

Episode 3: Hosts Mitch Avnet discusses the following information specific to Annual Compliance Reviews and CEO Certification process: · Holistic Review of Your Organization· Leveraging External Resources· Manual and Technology Driven Workflows· Ample Time To Review Results· Documenting Testing and Significant Compliance Concerns