Overview As firms prepare their annual ADV updates or review their compliance programs, one area […]
NEW YORK, NY, June 18, 2014 /24-7PressRelease/ -- Four Points Capital Partners LLC ("Four Points"), a New York based independent brokerage has found a way to rise above, in their strategic partnership with Compliance Risk Concepts ("CRC"). The strategic partnership between Four Points and Compliance Risk Concepts serves as a success model for Independent Broker-Dealers and Investment Advisers challenged by the current regulatory and economic environment.
"As our partnership continues with CRC, we are finally able to leverage the strength of our platform. CRC's expertise to assess opportunities in the marketplace has helped to expand our reach and provide greater long term value for our clients," said Michael C. Martino, Chief Executive Officer of Four Points Capital Partners LLC. "This includes the launch of our the third Four Points Branch office - and the formation of a separate and distinct Investment Advisory firm that is currently becoming a registered entity."
Empowered by CRC's expertise and commitment to maintaining a strong risk management culture, Four Points is optimistic about future strategic growth opportunities in the market and their positioning for long term, sustainable and scalable success.
"The foundational work with Four Points over the last several months, has enabled CRC to evidence itself as a strategic partner that looks holistically at client relationships. We have utilized the principles of strong compliance and risk management as necessary components, in the identification of revenue generation and growth opportunities for Four Points," said Mitch Avnet, Founding and Managing Partner of Compliance Risk Concepts ("CRC"). "We could not be more pleased to work with such an excellent management team at Four Points and look forward to continuing the strong trajectory and building of a future leader in the Independent Broker-Dealer and Investment Adviser sectors."
About Four Points Capital Partners LLC Four Points Capital Partners LLC, is an Independent Broker Dealer with headquarters in New York and members of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).