GRC Briefing For The Financial Services Industry
FSO Knowledge Xchange is hosting its exclusive Governance, Risk Management, and Compliance Breakfast Briefing on February 25th, 2016 at the University Club in New York City. During this half day forum, industry experts from leading financial firms, will share innovative ideas, emerging trends, and best practices for adhering to enterprise-wide GRC requirements, and making them an integral part of the strategic planning processes.
8:00 am - 8:45 am Registration and Networking Breakfast
8:45 am - 9:45 am Welcome Remarks and Keynote
9:45 am - 10:30 am Building Effective Governance, Control and Process Framework
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Artificial intelligence has entered the compliance landscape with unusual speed. AI-driven tools now appear across […]
Cybersecurity is often framed as a technological challenge. In practice, for investment advisers, broker-dealers, and […]
Strengthening Compliance Through Independent, Risk-Based Testing Regulatory expectations for investment advisers and broker-dealers continue to […]
