GRC Briefing For The Financial Services Industry
FSO Knowledge Xchange is hosting its exclusive Governance, Risk Management, and Compliance Breakfast Briefing on February 25th, 2016 at the University Club in New York City. During this half day forum, industry experts from leading financial firms, will share innovative ideas, emerging trends, and best practices for adhering to enterprise-wide GRC requirements, and making them an integral part of the strategic planning processes.
8:00 am - 8:45 am Registration and Networking Breakfast
8:45 am - 9:45 am Welcome Remarks and Keynote
9:45 am - 10:30 am Building Effective Governance, Control and Process Framework
Where We Have Been, Where the Signals Point, and What to Do Before Year-End The […]
There is a comfortable fiction embedded in how most registered investment advisers and broker-dealers think about material nonpublic […]
The recent FinCEN advisory directing financial institutions to detect and report suspicious activity linked to […]
Where We Have Been, Where the Signals Point, and What to Do Before Year-End The […]
There is a comfortable fiction embedded in how most registered investment advisers and broker-dealers think about material nonpublic […]
The recent FinCEN advisory directing financial institutions to detect and report suspicious activity linked to […]
