September 2023 Overview & Summary On Sept. 6, 2023, the Securities and Exchange Commission’s Division […]
NEW YORK, NY, July 7, 2014 - Compliance Risk-Concepts ("CRC") announced today that John Anderson has been named as Vice President of Business Development.
Former VP of Corporate Bond Trading/Sales at Wells Fargo, John’s diversity of experience has enabled him to gain deep transactional knowledge of various equity, fixed income and derivative products, as well as the compliance challenges unique to each sector.
Recognized for ethics and collaboration, John's skill for intuitive and quick assessment of situational needs and management of complex transactions will be a great asset to CRC. John has a proven track record of consistently exceeding expectations, while gaining a high level of trust liaising with executive decision makers, support personnel and prospects.
Along with 15 years experience on Wall Street as a Front Office Sales and Trading Specialist, John has held positions at UBS, William Blair, Knight-Libertas, Wachovia Securities and Forum Capital Partners. John currently maintains FINRA Series 7, 55 and 63 securities license designations. He graduated with a Bachelor of Arts Degree from Marist College.