Compliance Risk Concepts
Client Login
compliance risk logo-2024

John Anderson Named VP of Business Development

john-anderson

John Anderson Named VP of Business Development

CRC
No Comments
July 7, 2014

NEW YORK, NY, July 7, 2014 - Compliance Risk-Concepts ("CRC") announced today that John Anderson has been named as Vice President of Business Development.

Former VP of Corporate Bond Trading/Sales at Wells Fargo, John’s diversity of experience has enabled him to gain deep transactional knowledge of various equity, fixed income and derivative products, as well as the compliance challenges unique to each sector.

Recognized for ethics and collaboration, John's skill for intuitive and quick assessment of situational needs and management of complex transactions will be a great asset to CRC. John has a proven track record of consistently exceeding expectations, while gaining a high level of trust liaising with executive decision makers, support personnel and prospects.

Along with 15 years experience on Wall Street as a Front Office Sales and Trading Specialist, John has held positions at UBS, William Blair, Knight-Libertas, Wachovia Securities and Forum Capital Partners. John currently maintains FINRA Series 7, 55 and 63 securities license designations. He graduated with a Bachelor of Arts Degree from Marist College.

RECENT POSTS

Regulatory Update
Realistically Identifying, Capturing, and Disclosing Conflicts of...

The Conflict Conundrum Conflicts of interest are not new to financial services. Investment advisers, broker-dealers, […]

Read More
Industry News
SEC/CFTC Joint Crypto Asset Interpretation: What You...

A plain-language guide to significant federal crypto regulatory action. WHO: Who issued this, and who […]

Read More
Regulatory Update
2026 Q2 Training Requirements & Best Practices...

Annual compliance training remains one of the most visible and frequently evaluated components of a […]

Read More

CRC NEWSLETTER

Stay updated with all latest updates,upcoming events & much more.

Subscribe NowSupport

Recent Blogs

Stay informed with our latest articles.
Regulatory Update
Realistically Identifying, Capturing, and Disclosing Conflicts of...

The Conflict Conundrum Conflicts of interest are not new to financial services. Investment advisers, broker-dealers, […]

Read More
Industry News
SEC/CFTC Joint Crypto Asset Interpretation: What You...

A plain-language guide to significant federal crypto regulatory action. WHO: Who issued this, and who […]

Read More
Regulatory Update
2026 Q2 Training Requirements & Best Practices...

Annual compliance training remains one of the most visible and frequently evaluated components of a […]

Read More
Copyright Compliance Risk Concepts | All Rights Reserved © 2023 | Privacy Policy
magnifier