Compliance Risk Concepts
Client Login
compliance risk logo-2024

John Anderson Named VP of Business Development

john-anderson

John Anderson Named VP of Business Development

CRC
No Comments
July 7, 2014

NEW YORK, NY, July 7, 2014 - Compliance Risk-Concepts ("CRC") announced today that John Anderson has been named as Vice President of Business Development.

Former VP of Corporate Bond Trading/Sales at Wells Fargo, John’s diversity of experience has enabled him to gain deep transactional knowledge of various equity, fixed income and derivative products, as well as the compliance challenges unique to each sector.

Recognized for ethics and collaboration, John's skill for intuitive and quick assessment of situational needs and management of complex transactions will be a great asset to CRC. John has a proven track record of consistently exceeding expectations, while gaining a high level of trust liaising with executive decision makers, support personnel and prospects.

Along with 15 years experience on Wall Street as a Front Office Sales and Trading Specialist, John has held positions at UBS, William Blair, Knight-Libertas, Wachovia Securities and Forum Capital Partners. John currently maintains FINRA Series 7, 55 and 63 securities license designations. He graduated with a Bachelor of Arts Degree from Marist College.

RECENT POSTS

Regulatory Update
New SEC No-Action Letter on Crypto Custody:...

Custody of crypto assets has long been one of the most challenging areas for regulated […]

Read More
Monthly Regulatory Summary
Monthly Regulatory Summary (August 2025)

As the regulatory landscape is constantly evolving, CRC-Oyster is issuing its monthly review and summary […]

Read More
Regulatory Update
Beyond Howey: Navigating Digital Asset Compliance in...

Executive Summary The Securities and Exchange Commission (SEC) has announced the creation of the President’s […]

Read More

CRC NEWSLETTER

Stay updated with all latest updates,upcoming events & much more.

Subscribe NowSupport

Recent Blogs

Stay informed with our latest articles.
Regulatory Update
New SEC No-Action Letter on Crypto Custody:...

Custody of crypto assets has long been one of the most challenging areas for regulated […]

Read More
Monthly Regulatory
Monthly Regulatory Summary (August 2025)

As the regulatory landscape is constantly evolving, CRC-Oyster is issuing its monthly review and summary […]

Read More
Regulatory Update
Beyond Howey: Navigating Digital Asset Compliance in...

Executive Summary The Securities and Exchange Commission (SEC) has announced the creation of the President’s […]

Read More
Copyright Compliance Risk Concepts | All Rights Reserved © 2023 | Privacy Policy
magnifier