Tackling the Challenges of Trade Reconstruction
Join SmartBrief Risk and Compliance Editor Sean McMahon and a panel of industry experts as they discuss trade reconstruction challenges in a webinar sponsored by Bloomberg Vault.
TITLE Tackling the Challenges of Trade Reconstruction
SPONSORED BY Bloomberg Vault
WHEN Tuesday September 16 1:00pm-2:00pm EDT
PANEL
Harald Collet, Global Head of Bloomberg Vault
Stephen Marsh, Founder and CEO of Smarsh
Mitch Avnet, Managing Partner, Compliance Risk Concepts
Artificial intelligence has entered the compliance landscape with unusual speed. AI-driven tools now appear across […]
Cybersecurity is often framed as a technological challenge. In practice, for investment advisers, broker-dealers, and […]
Strengthening Compliance Through Independent, Risk-Based Testing Regulatory expectations for investment advisers and broker-dealers continue to […]
Artificial intelligence has entered the compliance landscape with unusual speed. AI-driven tools now appear across […]
Cybersecurity is often framed as a technological challenge. In practice, for investment advisers, broker-dealers, and […]
Strengthening Compliance Through Independent, Risk-Based Testing Regulatory expectations for investment advisers and broker-dealers continue to […]
