Tackling the Challenges of Trade Reconstruction
Join SmartBrief Risk and Compliance Editor Sean McMahon and a panel of industry experts as they discuss trade reconstruction challenges in a webinar sponsored by Bloomberg Vault.
TITLE Tackling the Challenges of Trade Reconstruction
SPONSORED BY Bloomberg Vault
WHENÂ Tuesday September 16 1:00pm-2:00pm EDT
PANEL
Harald Collet, Global Head of Bloomberg Vault
Stephen Marsh, Founder and CEO of Smarsh
Mitch Avnet, Managing Partner, Compliance Risk Concepts
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There is a comfortable fiction embedded in how most registered investment advisers and broker-dealers think about material nonpublic […]
The recent FinCEN advisory directing financial institutions to detect and report suspicious activity linked to […]
Where We Have Been, Where the Signals Point, and What to Do Before Year-End The […]
There is a comfortable fiction embedded in how most registered investment advisers and broker-dealers think about material nonpublic […]
The recent FinCEN advisory directing financial institutions to detect and report suspicious activity linked to […]
