What: The proposed rule would require some investment advisers to apply certain anti-money-laundering and countering […]
Andreana Guillet is a compliance professional who brings a wealth of expertise to the financial services industry. Andreana began her career at the SEC’s Division of Examinations where she worked alongside Examiners to protect investors and ensure compliance with the Investment Advisers Act of 1940. From there, Andreana went on to serve as an Examiner in both the State of Georgia and District of Columbia where she conducted examinations of registered investment advisers to assess their compliance with the securities laws and regulations of each respective jurisdictions. Prior to her current role as a Regulatory Compliance Consultant at CRC, Andreana served as a Private Fund Consultant at RIA-in-a-Box where she specialized in providing compliance support to private fund advisers. Andreana’s experience includes, but is not limited to: managing compliance programs, performing annual reviews and mock audits, reviewing marketing materials, customizing regulatory filings, and drafting disclosure documents.
Andreana holds a Master of Business Administration from the University of Maryland, Robert H. Smith School of Business, and a Bachelor of Business Administration in Finance from the University of Georgia.