Compliance Risk Concepts
Client Login
Compliance Risk Concepts: Senior Compliance Consultants & Executives.

Jeff Press

Senior Regulatory Compliance Professional


As a Senior Regulatory Compliance Professional, Jeff brings to CRC more than 25 years of deep and varied expertise in Compliance, Risk and Operations programs. With expert knowledge of the practical application of financial services regulatory implementation and best practices, Jeff formulates and executes a strategic vision toward effectively demonstrating proper controls s while helping to support commercial interests and protect the enterprise from legal and regulatory risk. Jeff has broad industry experience in Operations, Risk, Compliance, Exams/Audit, and Governance from his time as a former CCO of large and small BDs and RIAs, including participation in the forensic compliance analysis of two high profile RIAs under SEC receivership.


  • FINRA/NASAA Series 4, 7, 8, 24, 53, 57, 63, 79, SIE
  • SEC/NASAA Series 65

Professional Membership

  • Greater Portland Compliance Association, Chairman


  • SUNY Empire State College, Bachelor of Finance
  • FINRA / Wharton, Certified Regulatory and Compliance Professional (CRCP)
Copyright Compliance Risk Concepts | All Rights Reserved © 2023 | Privacy Policy