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Compliance Risk Concepts: Senior Compliance Consultants & Executives.

Jonathan Telfair

Associate Director, BD Registration & Regulatory Advisor

Prior to joining CRC in 2022, Jonathan spent more than a decade as a securities attorney and regulator, first serving a New York City-based law firm where he supervised 10 attorneys preparing complex mortgage-backed securities “put-back” litigation. Jonathan then moved to FINRA where he spent six years as an examiner in FINRA’s cycle exam program, conducting exams of broker-dealers across industry verticals before being elevated to serve as an Application Manager in FINRA’s Membership Application Program (“MAP”) group, overseeing a team of examiners reviewing New and Continuing Membership Applications, Materiality Consultations, Two Principal Waiver requests, and Membership Agreement Change requests.

Jonathan earned a Bachelor of Arts degree in Philosophy from Siena College, and his Juris Doctor from Pace University’s Elisabeth Haub School of Law.

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