The SEC charged nine registered investment advisers with violating the Marketing Rule by disseminating advertisements […]
Julie Ivers is a regulatory compliance professional at CRC. She began her career as a Judicial Assistant in the District Court system in Utah before joining the Financial Services Industry. She worked for an RIA as a Relationship Manager, and then a Compliance Manager. Her responsibilities included managing client relationships, on-boarding, advertising review, and general regulatory compliance for the firm.
Julie has a Bachelor of Arts in Political Science from Brigham Young University-Idaho.