As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]
Peter has over 25 years of regulatory compliance experience in the financial services industry previously serving in various roles for top-tier investment banks and investment advisers including Salomon Brothers, JP Morgan Chase, Pzena Investment Management, and Barclays. His specific areas of expertise include Control Room, Trading, and E-Communications Surveillance matters.
Peter holds a BA in Political Science from Long Island University.