How CRC Approaches Trade Monitoring and Surveillance for Financial Services Firms In an environment where regulatory […]
You Are Invited To Our Roundtable | Oct. 30th

You are invited to attend a special invitation-only event… Come listen to a roundtable discussion of senior compliance risk management executives from leading financial services institutions on October 30, 2013. Expected attendees include other senior compliance risk management executives. Topics for discussion to be circulated shortly and could include topics such as:
Discussion to be followed by a networking session with cocktails and appetizers. Date: October 30 Agenda: 4:00pm – 4:15pm Attendees arrive, get seated 4:15pm – 4:30pm Introductions 4:30pm – 5:30pm Roundtable discussion and Q&A 5:30pm – 7:00pm Networking and cocktails Location: Willkie Farr & Gallagher LLP 787 Seventh Avenue New York, N.Y. 10019-6099, U.S.A
How CRC Approaches Trade Monitoring and Surveillance for Financial Services Firms In an environment where regulatory […]
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How CRC Approaches Trade Monitoring and Surveillance for Financial Services Firms In an environment where regulatory […]
Artificial intelligence is increasingly becoming part of how financial institutions communicate with clients. From automated […]
Regulatory Update May 2026 On May 19, 2026, SEC Chairman Paul Atkins released two companion […]