Research This! Complex Future for Research Analysts

The world of research sure has changed over the last few decades. When the author Jeanine Oburchay, CRC Director of Research Advisory Practice, first started in the field in 1987, equity research analysts worked primarily for investment banks and broker-dealers. … Continue reading

You’ve Established The Tone At The Top – Do You Know The Mood In The Middle?

COMPLIANCE BULLETIN: SEC WHISTLEBLOWER REGULATIONS Spotlight On Talent: Lilian Colpas, Senior Compliance Consultant The most recent SEC announcement by OCIE correlates to the point that whistleblowers have an incentive to earn millions of dollars from your ineffective compliance program. The … Continue reading

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