What: The Division of Examinations issued a Risk Alert with preliminary observations about Marketing Rule […]
Expertise Kaitlyn joined CRC in 2017. She is a regulatory compliance professional with 7 years […]
Expertise Prior to joining Compliance Risk Concepts, Scott was employed as a Principal Examiner at FINRA […]
Biography Jaclyn Bowdren serves as CRC’s Chief Operating Officer and is responsible for executing the […]
Responsibilities Roland is responsible for the business development and execution of CRC’s compliance engagements. Most […]
Responsibilities Mitch is responsible for business development, relationship management and overseeing the execution of all […]