As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]
Alicia is a Compliance Professional at CRC assisting with the solution implementation for various regulatory […]
Christopher is a seasoned broker-dealer regulatory specialist with over 30 years of experience working with […]
Biography Nish Gokli is a seasoned risk management executive with over 25 years of experience […]
Responsibilities Rob is responsible for business development, relationship management and oversight of all Operations, Technology […]
Biography Alexander Sixbey is a seasoned ethics and compliance professional with over two decades of […]
Michael Durette is the Chief Revenue Officer for Compliance Risk Concepts. In this role, Michael is […]
Edward Kuhnel joins Compliance Risk Concepts after 20 years of experience in the securities industry […]
Marie Katz has worked in the industry for over 25 years and brings a wealth […]