What: The Division of Examinations issued a Risk Alert with preliminary observations about Marketing Rule […]
Clint has more than five years of compliance experience in the financial services industry. In […]
Jennifer is a Regulatory Compliance Professional at CRC with over 20 years of career experience […]
Expertise Ashley is an accomplished compliance professional with over 12 years of industry experience. Ashley […]
Responsibilities David is responsible for CRC’s business development, client relationship management and for supervising the […]
Biography Kris is a compliance professional with more than 20 years of experience in both […]
Biography Prior to joining CRC, Dillon graduated Magna Cum Laude from Ithaca College. He studied […]
Biography As a Senior Regulatory Compliance Professional, Jeff brings to CRC more than 25 years […]
Expertise Charlene worked for The PNC Financial Services Group, Inc. (“PNC”) for over 35 years […]
Biography Lilian Colpas is Director, Head of Investment Advisory Support specializing in broad investment advisory […]
Biography Kristy has been involved in the day-to-day operations of CRC since its founding in […]