Round table discussion of senior compliance risk management executives from leading financial services institutions on October 30, 2013. Expected attendees include other senior compliance risk management executives.
Four Points Capital Partners Llc Announces Partnership With CRC, to create and shape its Compliance Culture in the early stages of its evolution.
CRC Service Spotlight: 3012 / 3130 Testing and Certification Annually, FINRA member broker-dealers are required […]
Look behind the scenes at how Mitch Avnet and his team are developing business cases to substantiate investments in Compliance technology.
As members of the Financial Services Industry, we find ourselves in the position of having an inordinate amount of confidential information at our disposal...
Summary: Dodd-Frank Trade Reconstruction Expert Panel INTRODUCTION On June 5th, 2014, Bloomberg Vault and Compliance […]
Compliance, Operational and Financial Risk teams face complex challenges in creating appropriate “control” environments. Many […]
One of the primary drivers for Compliance Risk Concepts (CRC) is to raise the awareness […]
CRC partners with Thomson Reuters, the world's leading source of intelligent information. This is one […]
When I first heard the term "Big Data" a few years ago, I immediately thought […]
Beware of "Snake Oil Salesmen" As is the case with any growing industry sector, the […]
Corporate Governance and Enterprise Risk Management are high on the list. Read More.
The ability for Compliance Departments to effectively monitor, measure program effectiveness and provide impactful analysis […]
Given the depth and breadth of regulatory change in our industry, organizations are challenged more […]
