Mitch Avnet had the honor of moderating this year’s RCA panel on recent FINRA and SEC exam trends. This is RegEd’s 3rd year of hosting the spectacular event, that brings over 100 compliance professionals, industry experts, regulators and industry consultants together under one roof. Continue reading
In keeping with our overall objective, we are pleased to announce the launch of CRC’s new electronic brochure. This interactive overview provides a consolidated view of client testimonials, our services and solutions and the verticals we currently support. Continue reading
On 10/30/2013, CRC conducted its first industry Compliance Roundtable. Hosted by Barry Barbash, Partner at Willkie, Farr and Gallagher LLP, there were over 30 people in attendance. Panelists and guests included Chief Compliance Officers and Senior Compliance Officers from TD … Continue reading
Four Points Capital Partners Llc Announces Partnership With CRC, to create and shape its Compliance Culture in the early stages of its evolution. Continue reading
Look behind the scenes at how Mitch Avnet and his team are developing business cases to substantiate investments in Compliance technology. Continue reading
One of the primary drivers for Compliance Risk Concepts (CRC) is to raise the awareness level and thought process related to real world compliance and risk issues in a “down to earth,” realistic and relatable way. Our goal is to … Continue reading
CRC partners with Thomson Reuters, the world’s leading source of intelligent information. This is one of CRC’s many successful, strategic partnerships. To learn more, visit our Partners page.
Compliance Risk Concepts is thrilled to announce Revenue Architects (RA) as a new strategic partner! Please visit their website at www.revenuearchitects.com